Topic 2: Securities and Regulations.
Aubry is looking to sell shares of a new bakery she opened that produces health food to the gluten free community. For the first part of the discussion how can she clear the investment with the Securities and Exchange Commission? What is the purpose and requirements of the Regulation D filings? Now that we are clear there, are there any other federal, state, or local regulations she might face? What are your recommendations?
Be sure to reference (with proper APA citation) applicable laws to support your decision. Remember that this is a discussion, so keep your responses succinct and focused on the point. Respond substantively to at least two of your colleagues.